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     Safe Start Promising Approaches for
    Children Exposed To Violence
    Frequently Asked Questions

August 24 , 2004

This page provides answers to frequently asked questions about the Safe Start Promising Approaches for Children Exposed to Violence Program Announcement. The questions are organized by the following topics:

Application Process

Where can I get a copy of the Safe Start Promising Approaches for Children Exposed To Violence program announcement?

The entire 53-page program announcement is available on the Current Funding page of OJJDP's Web site.

How do I apply for funds under this program?

Read the program announcement. If your organization/agency is able to form a collaborative with at least one other agency or organization to deliver programming that meets the requirements of the program announcement, you may be eligible to apply for funding. You must first register online with the Office of Justice Program's Grants Management System (GMS). The deadline for registering is September 8, 2004. If you do not register on GMS before the deadline, you will not be eligible to submit an application.

When are applications due?

Applications are due by 8:00 p.m. ET on September 10, 2004. There will be no exceptions to this deadline. You are advised not to wait until the last minute to submit your application because you will not be given an extension if your computer or Internet connection or other equipment fails to work or you are unable to reach the GMS Help Desk for assistance because the line is busy.

Will this program announcement be reposted next year?

No. At this time, there are no plans to offer funds under the Safe Start Promising Approaches for Children Exposed to Violence Program to any new sites next year. The sites that are selected this year will be eligible to apply for continuation funds of up to $210,000 per year in 2005, 2006, and 2007 through a noncompetitive process.

Eligibility

Who is eligible to apply?

Applicants must represent a collaboration of any two or more eligible entities. Eligible entities include: public agencies, private nonprofit organizations, or private for-profit organizations. For-profit organizations must agree to waive all fees and profits to be eligible for federal funding.

Some jurisdictions are not eligible to apply because they have received funding under phase one of the Safe Start initiative. These jurisdictions are listed below.

Who is not eligible to apply?

Because these jurisdictions have already received Safe Start demonstration funding, agencies in the following jurisdictions are not eligible to apply: Baltimore, MD; Bridgeport, CT; Chatham Co., NC; Chicago, IL; Pinellas Co., FL; Rochester, NY; San Francisco, CA; Sitka, AK; Spokane, WA; Washington Co., ME; and Zuni, NM.

Does my program need to serve a minimum number of children to be eligible?

No. There is no minimum requirement for the number of children to be served. Rather, reviewers will consider the size of the population in your target area and the intensity, length, and scope of services you propose to provide. The reviewers will then determine if the budget you propose is reasonable for the number of children you intend to serve. We anticipate receiving applications from rural communities with relatively small populations and from urban areas where hundreds of children per day are identified as having been exposed to violence. No preference will be given to one type of site over another.

Can my community submit more than one application?

Yes, however, although there is no prohibition against a single community (state, city or county) submitting more than one application, it is extremely unlikely that more than one application from a single location would be selected for funding because geographic and regional balance will be one of many criteria the reviewers use to rank the applications. Also, if more than one agency (or group of agencies) in a single community are interested in providing services to children exposed to violence, it is most efficient for them to work together and submit a single collaborative application.

Funding

What is the award amount?

The maximum award amount is $210,000 per year for up to four years. Sites will not have to re-compete every year, but they will be required to submit a new 12-month budget and work plan each year. Assuming the site meets OJJDP's performance standards, funding will be renewed up to $210,000 per year for up to three more years (in 2006, 2007, and 2008). Thus the maximum total funding over the four years of the program is $840,000 per site. Note: All funding is contingent on annual appropriation of sufficient funds by Congress.

What is the $10,000 data collection set aside for?

Of the $210,000 available per year, $10,000 per year is to be budgeted for data collection. The $10,000 is to be used for collecting performance measure data quarterly and data on children served twice per year. The data that must be collected are listed on pages 15–17 and 29 of the program announcement. Sites will transfer the data into a spread sheet and send the spreadsheet to OJJDP at prescribed intervals. The $10,000 is not intended to pay for local evaluation.

When will funding announcements be made?

Applications will be competitively reviewed during fall/winter 2004–05. We anticipate that all funding announcements (both rejections and award letters) will be made in spring 2005. No information about the status of your application will be available before then.

When will funds be available?

For the purposes of the applications due on September 10, 2004, sites should anticipate that funds will be available on July 1, 2005. However, keep in mind that this date is only a projection, and may change.

Program Purposes/Requirements

For what purposes can funds from this program be used?

These funds must be used for implementing programming and policy changes to reduce the negative impact of exposure to violence on children. The program announcement lists both best practice models and national experts in the field of children's exposure to violence whose work might be consulted to inform your decision about what kind of programming/policy changes your site will implement.

Is there a planning phase for this program?

No. Sites should plan to implement their services to children and begin collecting data on children served within the first 12 months after the award is made. If your community would benefit from a needs assessment, a community study of the incidence of children's exposure to violence, or coalition building exercises, these activities should be concluded prior to submitting your application to OJJDP.

What responsibility will my site have for local evaluation?

None. Sites are only responsible for collecting data on performance measures and on children served. The national evaluator will conduct an evaluation of each site and will keep the sites informed about evaluation findings.

Can my application/proposed plan include a local outcome evaluation component?

Applicants are advised to think carefully before deciding to include plans for a local outcome evaluation. All applicants will be required to participate in the national evaluation of the initiative, regardless of whether or not they are conducting a local evaluation. Further, sites will not be permitted to engage in any local evaluation activities that impede or disrupt the national evaluation. For example, if a local site planned to conduct interviews with families served and the national evaluation also calls for interviews of families during the same time period, the site would only be permitted to conduct their interviews after the national evaluator was finished.

Can my application/proposed plan include a process evaluation component?

Sites are encouraged to assess their implementation process to assure that the programming being implemented meets the site's goals and standards and reflects the logic model proposed by the site. A process evaluation is one formal mechanism for accomplishing this.

Can my application/proposed plan include a research component?

The focus of this program announcement is direct services to children. Some research may be a component of improving the delivery of services to children exposed to violence.

What is expected in terms of the letter(s) of agreement and memorandum(s) of understanding required by the program announcement?

Different agencies use these terms differently, and the name or format your agency uses for these documents (letter versus memorandum) is not critical.

OJJDP requires applicants to the Safe Start Promising Approaches for Children Exposed to Violence Program to submit at least one letter of agreement/letter of support/memorandum of understanding from one or more co-applicants. The document should state that the signer acknowledges that the applicant agency has submitted an application under this program announcement and that the signer is representing themselves as the co-applicant and collaborator on the project. The role(s) the co-applicant will have in the project and any resources the co-applicant brings to the application must be explicitly listed. Applications that do not include a detailed letter of commitment from a co-applicant will not be considered for funding. (See also "Who is eligible to apply?" above).

Your application may also include additional correspondence from any agency that will participate in the project but will not have the role of co-applicant. This correspondence can be more informal and should indicate the signer's support for the proposed project, without committing the signer to a role as a co-applicant. These additional documents are optional.

Budget

What period should be covered in the budget I submit with my application?

This budget should be for a maximum of $210,000 for the initial 12 months of work.

Is there a funding match required?

No.

Are indirect costs allowed?

Yes. Indirect cost rates must be federally approved. For more information, see the Office of Justice Programs' Financial Guide.

What budget format should I use?

A sample budget worksheet in the format preferred by the Office of Justice Programs can be downloaded from the OJP Web site.

Are fees for service permissible grant expenditures?

Yes. Service providers can be reimbursed for fees and salaries associated with providing treatment.

Evaluation

What can I learn about the national evaluation of this program mentioned in the program announcement?

The national evaluation of the Safe Start Promising Approaches for Children Exposed to Violence Program will be conducted by an organization chosen in a competitive process under a separate program announcement that will most likely be released in early 2005.

The national evaluator will conduct a comprehensive evaluation of Safe Start Promising Approaches with data supplied by the sites on children served and with data the national evaluator will collect from the comparison/control groups.

What do you mean by comparison/control group?

Information about program evaluation strategies that include explanations of comparison/control group methodology is available from the Northwest Regional Educational Laboratory (see Comparison Group Model and an Example and Control Group Model and an Example and the Promising Practices Network.

It is not important that an applicant understand all the nuances of comparison/control group methodology, only that you understand generally why comparison/control groups are used and agree that if selected, your site will comply with a comparison/control group study that will be implemented by the national evaluator.

What is my site's responsibility for collecting data from the comparison/control group?

The sites will have no responsibility for collecting data from the comparison/control group. Those data will be collected by the national evaluator. The site's only responsibility is to propose how children for a comparison or control group might be selected, and to obtain a Memorandum of Agreement from the agency, community, or organization that would be identifying and referring the comparison/control group children indicating that they are willing to participate in this way.

My jurisdiction/agency is not likely to find random assignment to a no-treatment group acceptable. Would my application be rejected on those grounds?

No, however, keep in mind that if your program/intervention has never been evaluated using an experimental or quasi-experimental design, then you do not know whether the program/intervention you are delivering is benefiting children. It may have no effect at all, or it may have an unanticipated negative effect. In the absence of conclusive evaluation data, it is premature to conclude that randomly assigning children to a no-treatment group is equivalent to denying them beneficial services.

Nonetheless, the national evaluation may make use of comparison groups instead of randomly assigned control groups. Under this structure, it would be acceptable to compare the children you are serving with similar children in another jurisdiction, neighborhood, or community who are not receiving your services, or to compare children who receive standard services to children who receive your enhanced services.

What is an Institutional Review Board (IRB)?

Institutional Review Boards (IRBs) are the governing bodies that assure that data collection efforts are in accordance with all relevant local, state, and federal laws to protect human subjects.

Background information on IRBs is available from the National Institute of Justice and the U.S. Department of Health and Human Services.

Most local and state governments, colleges and universities, hospitals, and private contract research firms have IRBs in place. Agencies that might be able to help you find an IRB to review your data collection plans for the purpose of the application include a local jail, hospital, mental health treatment facility, public health agency, community college, or four-year college or university. Try calling these agencies, explain that you are submitting an application for federal funding and are required to collect data on the children that you serve, and you therefore need IRB clearance and ask if they have ever encountered this situation and what they did about it. It is likely that at least one of these agencies will have some experience they would be willing to share.

IRB reviews are now available from for-profit organizations, if the potential applicant does not have access to an IRB through his/her own institution. They cost about $6,000-$10,000, and those costs would need to be built into the first year's budget. One could find those firms by querying the term "Institutional Review Board" with any Internet search engine.

You do not need to have IRB clearance at the time your application is submitted to OJJDP. In your application, you can outline the process for getting IRB clearance in your community. If possible, you should start the process, so that you could say in your application that your study/plan/design was under review by an IRB and give the expected date for final clearance. Applicants are not required to get final clearance until/if you are funded. In fact, some IRBs won't review a study until after funding is secured.

Will my site be responsible for collecting data from the comparison/control group?

No. The sites will have no responsibility for collecting data from the comparison/control group. Those data will be collected by the national evaluator. The site's only responsibility is to propose how children for a comparison/control group might be selected. Although it is not a requirement of the application, sites might wish to obtain some documentation of support from an agency, community, or organization that could identify and refer subjects for the comparison/control group. This documentation, which could take any form (e.g., a letter or memo) would indicate that the supporting agency, community, or organization is aware of your proposed project and would be willing to consult with the national evaluator. It is not necessary to have an official Memorandum of Agreement, although such an agreement would be evidence to the reviewers that the proposed strategy is viable.

For Further Information

Where can I find information about the demonstration sites funded by phase one of the Safe Start initiative?

Information about lessons learned (as well as a Safe Start directory and program descriptions) is available from the National Center for Children Exposed to Violence.

How can I learn more about the evaluation of phase one of the Safe Start initiative?

OJJDP is holding four audioconferences that will provide a brief overview of the Safe Start Promising Approaches for Children Exposed to Violence Program and will feature presentations by the national evaluation team for phase one of the Safe Start initiative. Each of the four audioconferences—which will be held on Tuesday, August 17, 1:30–3 p.m. ET, Thursday, August 19, 12:00–1:30 p.m. ET, Wednesday, August 25, 1:30–3 p.m. ET, and Tuesday, September 7, 1:30–3 p.m. ET—will cover the same material. For more information, go to OJJDP's Event calendar, select the date you prefer, and click "Safe Start." The event details page will provide instructions for participating in the audioconference, or, if the conference has already taken place, will provide links to an audio recording of the most recent conference or written transcripts of any previous conference.

Can I contact the OJJDP program managers?

OJJDP progam managers are only able to answer questions from applicants about the technical requirements of the program announcement. No other contact with OJJDP program managers is permissible as it would be an unfair advantage for some applicants over others who did not have the opportunity to meet with OJJDP staff.

How can I ask OJJDP staff a question about the requirements of the program announcement?

Please call 202–307–1341.